The audit was conducted in December 2021.

Objective

The objective of the audit was to assess how Neptune ensures compliance with regulatory requirements concerning the handling of non-conformities.

Result

The audit identified two regulatory non-conformities. These comprised:

  • Non-conformity handling
  • Follow-up

What happens now?

We have asked Neptune to report to us on how the non-conformities will be addressed by 4 March 2022.